SEC Form 3 · accession 0000899243-19-003635
Global Clean Energy Holdings, Inc. · GCEH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 26, 2018
Accepted (ET)
Feb 14, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000748790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 40,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Jeffrey S. Skoll, the indirect sole member of Pacific Sequoia Holdings, LLC ("PSH"), may be deemed to share the power to direct the voting and disposition of the shares held by PSH. Each of the reporting persons disclaims beneficial ownership of the reported shares except to the extent of his or its respective pecuniary interest therein.
- F2The shares were assigned to PSH, AllianceBernstein Venture Fund I, L.P. and Growthworks Canadian Fund Ltd. (collectively, the "Collateral Agent") pursuant to an assignment agreement. The Collateral Agent was designated as collateral agent pursuant to a guarantee and security agreement by and between the Collateral Agent and other parties thereto (the "Security Agreement"). The shares were assigned to the Collateral Agent in partial satisfaction of the obligations owed under the Security Agreement.