SEC Form 4 · accession 0001493152-16-012621
Ernexa Therapeutics Inc. · ERNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Alan Berg
Director · 10% Owner
Period of report
Aug 12, 2016
Accepted (ET)
Aug 17, 2016 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000748592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 12, 2016 | P | 1,000 | $5.25 | A | 414,380 | I | See Footnote |
| Common StockF2 | Aug 12, 2016 | P | 1,000 | $5.45 | A | 415,380 | I | See Footnote |
| Common StockF2 | Aug 12, 2016 | P | 1,000 | $5.34 | A | 416,380 | I | See Footnote |
| Common StockF2 | Aug 12, 2016 | P | 1,000 | $5.44 | A | 417,380 | I | See Footnote |
| Common Stock | holding | — | — | — | 10,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 16, 2016, NTN Buzztime, Inc. effected a 1-for-100 reverse stock split of its outstanding shares of common stock, immediately followed by a 2-for-1 forward stock split (together, the "reverse/forward stock split"). The number of shares reported has been adjusted to reflect the reverse/forward stock split.
- F2These securities are owned by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.