SEC Form 4 · accession 0001554795-17-000093
Red Cat Holdings, Inc. · RCAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Rassas
Officer — Chief Executive Officer · Director
Period of report
Jan 20, 2017
Accepted (ET)
Mar 14, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000748268
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | $0.50 | Jan 20, 2017 | A | 650,000 | A | — | Jan 20, 2022 | Common Stock | 650,000 | 650,000 | D |
Explanation of responses
- F1216,667 options were vested on the date of grant. The remainder vest in two approximately equal installments on the first and second anniversaries of the date of grant, subject to continued employment on each applicable vesting date.
- F2Not applicable.