SEC Form 3 · accession 0001554795-16-000970
Red Cat Holdings, Inc. · RCAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lou Werner III
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000748268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,043,185 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy) | $0.58 | holding | — | — | — | Nov 21, 2016 | Nov 21, 2021 | Common Stock | 137,940 | — | I |
Remarks
All share numbers give effect to the Issuer's one-for-10 reverse stock split effective November 21, 2016.