SEC Form 4 · accession 0001013762-15-000747
SURGE COMPONENTS INC · SPRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Plafker
Director
Period of report
Jul 9, 2015
Accepted (ET)
Jul 17, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000747540
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.87 | Jul 9, 2015 | A | 25,000 | A | Jul 9, 2015 | Jul 9, 2020 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The stock option was granted in consideration for services provided by the reporting person to the registrant as a member of its board of directors.