SEC Form 4 · accession 0001013762-15-000155
SURGE COMPONENTS INC · SPRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Chariton
Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000747540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | M | 25,000 | $0.25 | A | 128,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $0.25 | Feb 12, 2015 | M | 25,000 | D | May 6, 2011 | May 6, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Excludes 8,927 shares held by the reporting person's adult child, which shares had been included in the reporting person's prior ownership information.