SEC Form 4/A · accession 0001715005-18-000001

UNISYS CORP · UIS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Michael M Thomson

Officer — VP and Corporate Controller

Period of report

Feb 9, 2018

Accepted (ET)

Feb 13, 2018 · 1:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000746838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 9, 2018	M	868	$0.00	A	2,099	D
Common Stock	Feb 9, 2018	F	297	$9.90	D	1,802	D
Common Stock	Feb 9, 2018	M	2,058	$0.00	A	3,860	D
Common Stock	Feb 9, 2018	F	705	$9.90	D	3,155	D
Common Stock	Feb 9, 2018	M	1,572	$0.00	A	4,727	D
Common Stock	Feb 9, 2018	F	538	$9.90	D	4,189	D
Common Stock	Feb 9, 2018	M	1,000	$0.00	A	5,189	D
Common Stock	Feb 9, 2018	F	321	$9.90	D	4,868	D
Common Stock	holding	—	—		—	152	I	By USP Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Feb 9, 2018	M	1,000	D	—	—	Common Stock	868	0	D
Restricted Stock Units^F3,F4	—	Feb 9, 2018	M	1,572	D	—	—	Common Stock	2,058	0	D
Restricted Stock Units^F5,F6	—	Feb 9, 2018	M	1,572	D	—	—	Common Stock	1,572	3,145	D
Restricted Stock Units^F5,F7	—	Feb 9, 2018	M	1,000	D	—	—	Common Stock	1,000	999	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.
F2Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017, and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018, and 2019, respectively (or if such date does not fall on a trading day, the immediately preceding trading day). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F3Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F4Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that the Unisys Corporation achieves a performance goal related to operating profit for that year in each of 2017, 2018, and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F5Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F6Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
F7Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.

Remarks

Explanatory Note: This Form 4/A is being filed to correct which transactions represent acquisitions and which represent disposals and to correct certain footnotes.