SEC Form 4/A · accession 0001643526-18-000007

UNISYS CORP · UIS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Sadany Tarek El

Officer — Senior Vice President

Period of report

Feb 9, 2018

Accepted (ET)

Feb 15, 2018 · 5:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000746838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 9, 2018	M	6,218	$0.00	A	24,270	D
Common Stock	Feb 9, 2018	F	2,150	$9.90	D	22,120	D
Common Stock	Feb 9, 2018	M	5,520	$0.00	A	27,640	D
Common Stock	Feb 9, 2018	F	1,908	$9.90	D	25,732	D
Common Stock	Feb 9, 2018	M	7,226	$0.00	A	32,948	D
Common Stock	Feb 9, 2018	F	2,498	$9.90	D	30,460	D
Common Stock	Feb 9, 2018	M	7,163	$0.00	A	37,623	D
Common Stock	Feb 9, 2018	F	2,476	$9.90	D	35,147	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Feb 9, 2018	M	7,163	D	—	—	Common Stock	6,218	0	D
Restricted Stock Units^F3,F4	—	Feb 9, 2018	M	5,520	D	—	—	Common Stock	5,520	11,041	D
Restricted Stock Units^F5,F6	—	Feb 9, 2018	M	5,520	D	—	—	Common Stock	7,226	0	D
Restricted Stock Units^F5,F7	—	Feb 9, 2018	M	7,163	D	—	—	Common Stock	7,163	7,163	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.
F2Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019,respectively (or if such day does not fall on a trading day, the immediately preceding trading day). This report relates only to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F3Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F4Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
F5Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F6Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F7Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.

Remarks

Explanatory Note: This Form 4/A is being filed to indicate that the transactions involving restricted stock units represented disposals rather than acquisitions.