SEC Form 4 · accession 0001632733-19-000007
UNISYS CORP · UIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Venkatapathi R Puvvada
Officer — Senior Vice President
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000746838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 4,338 | $0.00 | A | 31,981 | D | |
| Common Stock | Feb 8, 2019 | F | 1,535 | $12.67 | D | 30,446 | D | |
| Common Stock | Feb 11, 2019 | M | 4,769 | $0.00 | A | 35,215 | D | |
| Common Stock | Feb 11, 2019 | F | 1,479 | $12.29 | D | 33,736 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 8, 2019 | M | 4,338 | D | — | — | Common Stock | 4,338 | 4,339 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 8, 2019 | M | 4,769 | D | — | — | Common Stock | 4,769 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
- F2Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
- F3Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested in three equal annual installments beginning February 11, 2017.