SEC Form 4 · accession 0001199359-19-000002
UNISYS CORP · UIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Altabef
Officer — President and CEO · Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000746838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 36,250 | $0.00 | A | 267,306 | D | |
| Common Stock | Feb 8, 2019 | F | 8,831 | $12.67 | D | 258,475 | D | |
| Common Stock | Feb 11, 2019 | M | 47,509 | $0.00 | A | 305,984 | D | |
| Common Stock | Feb 11, 2019 | F | 12,095 | $12.29 | D | 293,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 8, 2019 | M | 36,250 | D | — | — | Common Stock | 36,250 | 36,250 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 11, 2019 | M | 47,509 | D | — | — | Common Stock | 47,509 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
- F2Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
- F3Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested in three equal annual installments beginning February 11, 2017.