SEC Form 4 · accession 0001127602-16-041441
UNISYS CORP · UIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Battersby
Officer — Vice President and Treasurer
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000746838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | M | 263 | $0.00 | A | 5,807 | D | |
| Common Stock | Feb 12, 2016 | F | 96 | $10.21 | D | 5,711 | D | |
| Common Stock | holding | — | — | — | 2,199 | I | By USP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 11, 2016 | A | 3,000 | A | — | — | Common Stock | 3,000 | 3,000 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 12, 2016 | M | 263 | D | — | — | Common Stock | 263 | 263 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
- F2Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.
- F3Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three annual installments beginning February 12, 2015.