SEC Form 4 · accession 0001127602-16-041424
UNISYS CORP · UIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Brutschea Haugen
Officer — Senior Vice President and CFO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000746838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | M | 2,097 | $0.00 | A | 43,927 | D | |
| Common Stock | Feb 12, 2016 | F | 641 | $10.21 | D | 43,286 | D | |
| Common Stock | holding | — | — | — | 1,464 | I | By USP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 11, 2016 | A | 24,010 | A | — | — | Common Stock | 24,010 | 24,010 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 12, 2016 | M | 2,097 | D | — | — | Common Stock | 2,097 | 2,096 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
- F2Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.
- F3Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three annual installments beginning February 12, 2015.