SEC Form 4 · accession 0001209191-17-047144
GLOWPOINT, INC. · GLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000746210
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | J | 7,645,414 | $0.00 | D | 0 | I | By Main Street Equity Interests, Inc. |
| Common Stock | Jul 31, 2017 | J | 47,741 | $0.00 | D | 0 | I | By Main Street Mezzanine Fund, LP |
| Common Stock | Jul 31, 2017 | J | 18,362 | $0.00 | D | 0 | I | By Main Street Capital II, LP |
| Common Stock | Jul 31, 2017 | J | 22,369 | $0.35 | A | 22,369 | D | |
| Common Stock | Jul 31, 2017 | J | 145,394 | $0.35 | A | 145,394 | I | By Main Street Mezzanine Fund, LP |
| Common Stock | Jul 31, 2017 | J | 55,919 | $0.35 | A | 55,919 | I | By Main Street Capital II, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer redeemed these shares of Common Stock from Main Street Equity Interests, Inc., Main Street Mezzanine Fund, LP, and Main Street Capital II, LP for a combined price of $1.
- F2Main Street Capital Corporation, Main Street Mezzanine Fund, LP, and Main Street Capital II, LP received these shares of Common Stock in exchange for cancelling certain notes previously issued by Issuer that have a combined fair market value of approximately $78,000.