SEC Form 4 · accession 0001179110-18-008986
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Jun 21, 2018
Accepted (ET)
Jun 25, 2018 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 21, 2018 | S | 87,769 | $86.61 | D | 486,381 | I | Trust A |
| Common StockF3 | Jun 21, 2018 | S | 88,000 | $86.5234 | D | 398,381 | I | Trust A |
| Common Stock | holding | — | — | — | 82,899 | D | ||
| Common StockF4 | holding | — | — | — | 86,930 | I | Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $86.5234 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.
- F2The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $86.6100 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.
- F3Securities held in the name of James S. Fassio Revocable Trust.
- F4Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.