SEC Form 4 · accession 0001179110-18-004660
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2018 | A | 18,198 | $0.00 | A | 163,867 | D | |
| Common Stock | Mar 16, 2018 | F | 2,707 | $76.75 | D | 161,160 | D | |
| Common Stock | Mar 16, 2018 | G | 2,753 | $0.00 | D | 158,407 | D | |
| Common StockF3 | Mar 16, 2018 | G | 2,753 | $0.00 | A | 576,001 | I | Trust A |
| Common StockF4 | holding | — | — | — | 86,930 | I | Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 5,460 shares vest as of March 16, 2018, 5,460 shares vest as of March 12, 2019, and 7,278 shares vest as of March 13, 2020.
- F2Bona Fide Gift
- F3Securities held in the name of James S. Fassio Revocable Trust.
- F4Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.