SEC Form 4 · accession 0001179110-17-008553
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | G | 95 | $0.00 | D | 194,748 | D | |
| Common Stock | Jun 1, 2017 | G | 13,974 | $0.00 | D | 180,774 | D | |
| Common Stock | Jun 1, 2017 | F | 15,246 | $63.68 | D | 165,528 | D | |
| Common StockF2 | Mar 31, 2017 | G | 95 | $0.00 | A | 546,999 | I | by Trust A |
| Common StockF2 | Jun 1, 2017 | G | 13,974 | $0.00 | A | 560,973 | I | by Trust A |
| Common StockF3 | holding | — | — | — | 86,930 | I | by Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
- F2Securities held in the name of James S. Fassio Revocable Trust.
- F3Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.