SEC Form 4 · accession 0001179110-17-004706
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Balmuth
Officer — Chairman, Executive · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | A | 84,997 | $0.00 | A | 145,666 | D | |
| Common StockF2 | Mar 14, 2017 | S | 51,207 | $67.293 | D | 94,459 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 25,499 shares vest as of March 14, 2017, 25,499 shares vest as of March 12, 2018, and 33,999 shares vest as of May 31, 2018.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.08 to $67.46, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.