SEC Form 4 · accession 0001179110-17-004705
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Panattoni
Officer — President, Merchanding
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2017 | A | 20,643 | $0.00 | A | 195,775 | D | |
| Common Stock | Mar 14, 2017 | F | 24,517 | $67.28 | D | 171,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 6,193 shares vest as of March 14, 2017, and 14,450 shares vest as of March 12, 2018.
- F2Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.