SEC Form 4 · accession 0001179110-17-004703
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | F | 22,747 | $67.28 | D | 214,343 | D | |
| Common StockF1 | Mar 14, 2017 | A | 20,643 | $0.00 | A | 234,986 | D | |
| Common Stock | Mar 14, 2017 | G | 25,006 | $0.00 | D | 209,980 | D | |
| Common StockF2 | Mar 14, 2017 | G | 25,006 | $0.00 | A | 539,619 | I | by Trust A |
| Common StockF3 | holding | — | — | — | 86,930 | I | by Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 6,193 shares vest as of March 14, 2017, 6,193 shares vest as of March 12, 2018, and 8,257 shares vest as of March 12, 2019.
- F2Securities held in the name of James S. Fassio Revocable Trust.
- F3Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.