SEC Form 4 · accession 0001179110-17-003847
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Apr 6, 2016
Accepted (ET)
Mar 3, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 6, 2016 | S | 42,798 | $58.41 | D | 86,930 | I | by Trust B |
| Common Stock | holding | — | — | — | 219,101 | D | ||
| Common StockF1 | holding | — | — | — | 519,406 | I | by Trust A |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities held in the name of James S. Fassio Revocable Trust.
- F2Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
- F3The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $58.41 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.