SEC Form 4 · accession 0001179110-16-027610
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Orban
Director
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 8, 2016 | S | 35,000 | $57.5481 | D | 506,750 | D | |
| Common StockF2 | Jul 8, 2016 | S | 7,000 | $57.46 | D | 120,400 | I | Trust III |
| Common StockF2 | Jul 8, 2016 | S | 7,000 | $57.46 | D | 42,000 | I | Trust V |
| Common StockF2 | Jul 8, 2016 | S | 7,000 | $57.46 | D | 120,400 | I | Trust VI |
| Common Stock | holding | — | — | — | 175,710 | I | Trust I | |
| Common Stock | holding | — | — | — | 97,310 | I | Trust II | |
| Common Stock | holding | — | — | — | 97,310 | I | Trust IV | |
| Common Stock | holding | — | — | — | 4,383,654 | I | by Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.69, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.10 to $57.75, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.