SEC Form 4 · accession 0001179110-16-026002
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon D Garrett
Director
Period of report
Apr 19, 2016
Accepted (ET)
Jun 3, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2016 | M | 32,376 | $8.1925 | A | 41,454 | D | |
| Common Stock | Apr 19, 2016 | G | 32,376 | $0.00 | D | 9,078 | D | |
| Common StockF1 | Apr 19, 2016 | G | 32,376 | $0.00 | A | 234,688 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $8.1925 | Apr 19, 2016 | M | 32,376 | D | — | May 24, 2017 | Common Stock | 32,376 | 0 | D |
Explanation of responses
- F1Securities held in the name of Sharon D. Garrett Living Trust.
- F2Option began vesting six months from May 24, 2007 (Initial Vest Date). On Initial Vest Date, grant vests and becomes exercisable as to 1/6 of shares granted and then vests and becomes exercisable as to 1/36 of shares granted per month thereafter.