SEC Form 4 · accession 0001179110-16-021922
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | A | 20,677 | $0.00 | A | 293,825 | D | |
| Common Stock | Mar 16, 2016 | F | 3,237 | $58.09 | D | 290,588 | D | |
| Common Stock | Mar 16, 2016 | F | 3,498 | $58.09 | D | 287,090 | D | |
| Common Stock | Mar 16, 2016 | F | 2,466 | $58.09 | D | 284,624 | D | |
| Common Stock | Mar 16, 2016 | F | 24,148 | $58.09 | D | 260,476 | D | |
| Common Stock | Mar 16, 2016 | G | 2,967 | $0.00 | D | 257,509 | D | |
| Common Stock | Mar 16, 2016 | G | 3,206 | $0.00 | D | 254,303 | D | |
| Common Stock | Mar 16, 2016 | G | 2,260 | $0.00 | D | 252,043 | D | |
| Common Stock | Mar 16, 2016 | G | 22,132 | $0.00 | D | 229,911 | D | |
| Common StockF2 | Mar 16, 2016 | G | 2,967 | $0.00 | A | 498,418 | I | by Trust A |
| Common StockF2 | Mar 16, 2016 | G | 3,206 | $0.00 | A | 501,624 | I | by Trust A |
| Common StockF2 | Mar 16, 2016 | G | 2,260 | $0.00 | A | 503,884 | I | by Trust A |
| Common StockF2 | Mar 16, 2016 | G | 22,132 | $0.00 | A | 526,016 | I | by Trust A |
| Common StockF3 | holding | — | — | — | 129,728 | I | by Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 6,204 shares vest as of March 16, 2016, 6,204 shares vest as of March 14, 2017, and 8,269 shares vest as of March 12, 2018.
- F2Securities held in the name of James S. Fassio Revocable Trust.
- F3Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.