SEC Form 4 · accession 0001179110-16-021577
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B O'Sullivan
Officer — President, Chief Operating Off · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 9, 2016 | A | 38,883 | $0.00 | A | 461,848 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued under the terms of the 2008 Equity Incentive Plan. Shares become vested as follows: 100% on March 12, 2021.
- F2The Securities Beneficially Owned reflects a 2:1 stock split effected in the form of a stock dividend paid on 6/11/2015 to all holders of record on 4/22/15.
- F3Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.