SEC Form 4 · accession 0001179110-15-005419
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Balmuth
Officer — Chairman, Executive · Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 84,719 | $0.00 | A | 191,850 | D | |
| Common StockF2 | Mar 23, 2015 | S | 84,719 | $107.2602 | D | 107,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share RightsF3,F4 | — | Mar 23, 2015 | M | 84,719 | D | — | — | Common Stock | 84,719 | 58,395 | D |
Explanation of responses
- F1Shares were sold pursuant to the terms of a pre-established 10b5-1 Plan established on June 26, 2013.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.51 to $108.5099, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
- F3Each share right represents the right to receive one share of ROST common stock.
- F4The share rights vest on May 30, 2014, subject to continued employment, and vested share rights will be settled in ROST common stock on March 23, 2015.