SEC Form 4 · accession 0001179110-15-005273
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2015 | F | 3,536 | $105.78 | D | 134,411 | D | |
| Common Stock | Mar 18, 2015 | G | 3,241 | $0.00 | D | 131,170 | D | |
| Common StockF2 | Mar 18, 2015 | G | 3,241 | $0.00 | A | 255,290 | I | by Trust A |
| Common StockF2 | Mar 19, 2015 | S | 4,730 | $105.7271 | D | 250,560 | I | by Trust A |
| Common StockF3 | holding | — | — | — | 90,000 | I | by Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $105.7271 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.
- F2Securities held in the name of James S. Fassio Revocable Trust.
- F3Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.