SEC Form 4 · accession 0001179110-15-004258
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B O'Sullivan
Officer — President, Chief Operating Off
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 38,000 | $13.905 | A | 401,186 | D | |
| Common StockF3,F1 | Mar 3, 2015 | S | 38,000 | $105.319 | D | 363,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $13.905 | Mar 3, 2015 | M | 38,000 | D | — | Mar 16, 2016 | Common Stock | 38,000 | 0 | D |
Explanation of responses
- F1Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
- F2Option is exercisable as it vests in monthly increments beginning the first full month from date of grant with a vested ratio of 1/72 for the first year, 2/72 for the second year and 3/72 for the third year.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $105.25 to $105.45, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.