SEC Form 5 · accession 0001179110-15-003812
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Fassio
Officer — President, Chief Dev. Officer
Period of report
Jan 31, 2015
Accepted (ET)
Mar 2, 2015 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2014 | G | 12,922 | $0.00 | D | 237,982 | D | |
| Common Stock | Mar 18, 2014 | G | 13,651 | $0.00 | D | 224,331 | D | |
| Common Stock | Mar 19, 2014 | G | 5,765 | $0.00 | D | 218,566 | D | |
| Common Stock | Mar 24, 2014 | G | 1,939 | $0.00 | D | 216,627 | D | |
| Common Stock | Mar 31, 2014 | G | 84 | $0.00 | D | 216,543 | D | |
| Common Stock | Jun 30, 2014 | G | 85 | $0.00 | D | 216,458 | D | |
| Common Stock | Sep 30, 2014 | G | 93 | $0.00 | D | 216,365 | D | |
| Common Stock | Dec 31, 2014 | G | 67 | $0.00 | D | 216,298 | D | |
| Common StockF1 | Mar 17, 2014 | G | 12,922 | $0.00 | A | 182,953 | I | by Trust A |
| Common StockF1 | Mar 18, 2014 | G | 13,651 | $0.00 | A | 196,604 | I | by Trust A |
| Common StockF1 | Mar 19, 2014 | G | 5,765 | $0.00 | A | 202,369 | I | by Trust A |
| Common StockF1 | Mar 24, 2014 | G | 1,939 | $0.00 | A | 204,308 | I | by Trust A |
| Common StockF1 | Mar 31, 2014 | G | 84 | $0.00 | A | 204,392 | I | by Trust A |
| Common StockF1 | Jun 30, 2014 | G | 85 | $0.00 | A | 204,477 | I | by Trust A |
| Common StockF1 | Sep 30, 2014 | G | 93 | $0.00 | A | 204,570 | I | by Trust A |
| Common StockF3,F1 | Dec 31, 2014 | G | 67 | $0.00 | A | 204,637 | I | by Trust A |
| Common StockF2 | holding | — | — | — | 90,000 | I | by Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities held in the name of James S. Fassio Revocable Trust.
- F2Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
- F3Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.