SEC Form 4 · accession 0001179110-15-002526
ROSS STORES, INC. · ROST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon D Garrett
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000745732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 18,058 | $13.845 | A | 26,240 | D | |
| Common Stock | Feb 11, 2015 | G | 18,058 | $0.00 | D | 8,182 | D | |
| Common StockF2 | Feb 11, 2015 | G | 18,058 | $0.00 | A | 76,184 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $13.845 | Feb 11, 2015 | M | 18,058 | D | — | May 19, 2015 | Common Stock | 18,058 | 0 | D |
Explanation of responses
- F1Grant to reporting person of an option which begins vesting six months from grant date ('Initial Vest Date'). On Initial Vest Date, grant vests and becomes exercisable as to 1/6 of shares granted and then vests and becomes exercisable as to 1/36 of shares granted per month thereafter.
- F2Securities held in the name of Sharon D. Garrett Living Trust.