SEC Form 4/A · accession 0001571049-15-001712
BNB PLUS CORP. · BNBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Bitzer III
Director
Period of report
Nov 20, 2014
Accepted (ET)
Mar 6, 2015 · 9:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000744452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2014 | P | 76,923 | $3.24 | A | 1,129,036 | I | See footnote |
| Common Stock | holding | — | — | — | 2,539 | D | ||
| Common StockF2 | holding | — | — | — | 11,243 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1,F2,F3 | $3.50 | Nov 20, 2014 | P | 76,923 | A | — | Nov 20, 2019 | Common Stock | 76,923 | 76,923 | I |
Explanation of responses
- F1Represents shares of the issuer's common stock and warrants purchased at the public offering price of $3.24 per common share and $0.01 per Warrant.
- F2These shares of common stock and warrants to purchase common stock are owned by Delabarta, Inc., a subsidiary of ABARTA, Inc. The reporting person disclaims beneficial ownership of the shares and warrnts held by Delabarta, Inc. except to the extent of his pecuniary interest therein through his ownership in ABARTA, Inc.
- F3These warrants are fully exercisable.