SEC Form 3 · accession 0000905718-15-000564
Celldex Therapeutics, Inc. · CLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M. Wright
Officer — Sr. VP & CCO
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000744218
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per share | holding | — | — | — | 3,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.99 | holding | — | — | — | — | Jun 1, 2022 | Common Stock | 12,500 | — | D |
| Employee Stock Option (right to buy)F2 | $16.36 | holding | — | — | — | — | Jul 1, 2023 | Common Stock | 20,000 | — | D |
| Employee Stock Option (right to buy)F3 | $13.45 | holding | — | — | — | — | Jun 4, 2024 | Common Stock | 25,000 | — | D |
| Employee Stock Option (right to buy)F4 | $25.41 | holding | — | — | — | — | Jun 10, 2025 | Common Stock | 75,000 | — | D |
Explanation of responses
- F1The option became exercisable as to 25% of the shares on 6/1/2013. This option is currently vested as to 6,250 shares and the remaining shares vest quarterly (in equal amounts) over the subsequent 4 quarters.
- F2The option became exercisable as to 25% of the shares on 7/1/2014. This option is currently vested as to 10,000 shares and the remaining shares vest quarterly (in equal amounts) over the subsequent 8 quarters.
- F3The option became exercisable as to 25% of the shares on 6/4/2015. This option is currently vested as to 6,250 shares and the remaining shares vest quarterly (in equal amounts) over the subsequent 12 quarters.
- F4The option becomes exercisable as to 25% of the shares on 6/10/2016 and the remaining shares vest quarterly (in equal amounts) over the subsequent 12 quarters.
Remarks
Exhibit 24.1 - Power of Attorney