SEC Form 4 · accession 0001209191-17-041091
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Theroux
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 20, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 14, 2017 | S | 1,000 | $30.833 | D | 41,522 | I | By Supp Retirement Plan |
| Common StockF2 | Jun 19, 2017 | S | 88 | $31.50 | D | 41,434 | I | By Supp Retirement Plan |
| Common Stock | holding | — | — | — | 34,201 | I | Joint with Spouse | |
| Common Stock | holding | — | — | — | 9,478 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,744 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 21, 2017, Bar Harbor Bankshares effected a three-for-two split of its common stock (the "Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Stock Split.
- F2Reported transaction is a sale of Bar Harbor Bankshares stock within the Supplemental Executive Retirement Plan and the proceeds from the sale will be used to partially fund a payment owed as part of Mr. Theroux's compensation arrangement.