SEC Form 4 · accession 0001209191-17-004436

BAR HARBOR BANKSHARES · BHB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William J. McIver

Officer — Executive Vice President

Period of report

Jan 17, 2017

Accepted (ET)

Jan 19, 2017 · 3:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000743367

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	1,817	D
Common Stock	holding	—	—	—	5,578	I	By 401(k) Plan
Common Stock	holding	—	—	—	3,016	I	By the Supp Exec Retirement Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSUs)^F1	—	Jan 17, 2017	A	930	A	—	—	Common Stock	930	930	D
Restricted Stock Units (RSUs)^F2	—	Jan 17, 2017	A	930	A	—	—	Common Stock	930	930	D
Restricted Stock Units (RSUs)^F3	—	Jan 17, 2017	A	619	A	—	—	Common Stock	619	619	D
Restricted Stock Units (RSUs)^F4	—	Jan 17, 2017	A	619	A	—	—	Common Stock	619	619	D
Restricted Stock Units (RSUs)^F5	—	Jan 17, 2017	A	309	A	—	—	Common Stock	309	309	D
Restricted Stock Units (RSUs)^F6	—	Jan 17, 2017	A	309	A	—	—	Common Stock	309	309	D

Explanation of responses

F1Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in three equal annual installments beginning in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
F2Represents a grant of Restricted Stock units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2020. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period.
F3Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in two equal annual installments beginning in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
F4Represents a grant of Restricted Stock units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2019. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period.
F5Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
F6Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.