SEC Form 4 · accession 0000743367-18-000144
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Theroux
Director
Period of report
Mar 9, 2017
Accepted (ET)
Oct 11, 2018 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2017 | G | 34,201 | $0.00 | D | 667 | D | |
| Common StockF2 | Mar 30, 2017 | G | 17,101 | $0.00 | A | 17,101 | I | Stephen Theroux Revocable Trust |
| Common StockF3 | Apr 19, 2017 | S | 1 | $32.53 | D | 17,100 | I | Stephen Theroux Revocable Trust |
| Common StockF3 | Mar 9, 2017 | S | 500 | $29.40 | D | 33,621 | I | By Supp Retirement Plan |
| Common StockF4 | Jun 14, 2017 | P | 106 | $28.84 | A | 15,808 | I | By 401(k) Plan |
| Common StockF4 | Sep 14, 2018 | P | 110 | $29.01 | A | 15,919 | I | By 401(k) Plan |
| Common StockF5 | Mar 30, 2017 | A | 17,100 | $0.00 | A | 24,844 | I | Margaret Theroux Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares from joint ownership
- F2Transfer of joint shares into Stephen R. Theroux Revocable Trust (Margaret Theroux beneficiary)
- F3Sale of shares from Supplemental Retirement Account for future benefit of Stephen Theroux
- F4Report of transaction to update shares acquired through dividend reinvestment within 401K
- F5Transfer of joint shares into Margaret K. Theroux Revocable Trust (Stephen Theroux beneficiary)