SEC Form 4 · accession 0000743367-18-000037
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marion Colombo
Officer — Executive Vice President
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1 | — | Feb 20, 2018 | A | 402 | A | Apr 23, 2019 | Apr 23, 2019 | Common Stock | 402 | 402 | D |
| Performance Stock Units (PSUs)F2 | — | Feb 20, 2018 | A | 402 | A | Apr 23, 2019 | Apr 23, 2019 | Common Stock | 402 | 402 | D |
| Restricted Stock Units (RSUs)F3 | — | Feb 20, 2018 | A | 841 | A | Apr 23, 2019 | Apr 23, 2020 | Common Stock | 841 | 841 | D |
| Performance Stock Units (PSUs)F4 | — | Feb 20, 2018 | A | 841 | A | Apr 23, 2020 | Apr 23, 2020 | Common Stock | 841 | 841 | D |
| Restricted Stock Units (RSUs)F5 | — | Feb 20, 2018 | A | 1,280 | A | Apr 23, 2019 | Apr 23, 2021 | Common Stock | 1,280 | 1,280 | D |
| Performance Stock Units (PSUs)F6 | — | Feb 20, 2018 | A | 1,280 | A | Apr 23, 2021 | Apr 23, 2021 | Common Stock | 1,280 | 1,280 | D |
Explanation of responses
- F1Represents a grant of time-vested Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2019. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
- F2Represents a grant of Performance Stock Units (PSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These PSUs vest in April 2019. At the time of vesting, sufficient shares may be withheld to cover tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period.
- F3Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in two annual installments beginning in April 2019. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
- F4Represents a grant of Performance Stock Units (PSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These PSUs vest in April 2020. At the time of vesting, sufficient shares may be withheld to cover tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period.
- F5Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in three annual installments beginning in April 2019. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
- F6Represents a grant of Performance Stock Units (PSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These PSUs vest in April 2021. At the time of vesting, sufficient shares may be withheld to cover tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period.