SEC Form 4 · accession 0000743367-18-000018

BAR HARBOR BANKSHARES · BHB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jan 2, 2018

Accepted (ET)

Jan 4, 2018 · 4:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000743367

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—	—	2,943	D
Common Stock	holding	—	—	—	5,044	I	By the Supp Exec Retirement Plan
Common Stock^F1	holding	—	—	—	4,265	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSUs)^F2	—	Jan 2, 2018	A	1,504	A	Apr 23, 2019	Apr 23, 2021	Common Stock	1,504	1,504	D
Performance Stock Units (PSUs)^F3	—	Jan 2, 2018	A	1,504	A	Apr 23, 2021	Apr 23, 2021	Common Stock	1,504	1,504	D

F1Share total has been updated to reflect shares acquired pursuant to dividend reinvestment plan.
F2Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in three equal annual installments beginning in April 2019. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
F3Represents a grant of Performance Stock Units (PSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These PSUs vest in April 2021. At the time of vesting, sufficient shares may be withheld to cover tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period.