SEC Form 4 · accession 0000743367-17-000097
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Theroux
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | A | 667 | $0.00 | A | 34,868 | D | |
| Common Stock | Nov 29, 2017 | S | 803 | $30.5529 | D | 37,322 | I | By Supp Retirement Plan |
| Common Stock | holding | — | — | — | 7,744 | I | By Spouse | |
| Common Stock | holding | — | — | — | 15,501 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock. These shares are subject to a restriction on transfer that will lapse three months following the end of service to the Issuer's Board of Directors.
- F2Reported transaction is a sale of Bar Harbor Bankshares stock within the Supplemental Executive Retirement Plan; proceeds from the sale were used to partially fund a payment owed as part of Mr. Theroux's compensation arrangement.