SEC Form 4 · accession 0000743367-17-000010
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Leackfeldt
Officer — Executive Vice President
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1 | Jan 17, 2017 | A | 672 | — | A | 672 | D | |
| Restricted Stock Units (RSUs)F2 | Jan 17, 2017 | A | 672 | — | A | 672 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in three equal annual installments beginning in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executives tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
- F2Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2020. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at the time of vesting will be subject to an additional three year holding period.