SEC Form 4 · accession 0000743367-16-000189
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Dalton
Officer — Executive Vice President
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | J | 71 | $0.00 | A | 7,874 | D | |
| Common Stock | Nov 28, 2016 | M | 1,237 | $22.00 | A | 9,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $22.00 | Nov 28, 2016 | M | 1,237 | D | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 1,237 | 0 | D |
Explanation of responses
- F1These shares were acquired through regularly scheduled salary deferral and dividend reinvestment into the Bar Harbor Bankshares 401(k) Plan f/b/o Gregory W Dalton
- F2Represents an exercise from the Stock Options granted 01/23/2007.