SEC Form 4 · accession 0000743367-16-000170
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Dalton
Officer — Executive Vice President
Period of report
Sep 9, 2016
Accepted (ET)
Sep 19, 2016 · 10:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2016 | M | 1,000 | $22.00 | A | 8,803 | D | |
| Common StockF2 | Sep 9, 2016 | S | 1,000 | $36.31 | D | 7,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $22.00 | Sep 9, 2016 | M | 1,000 | D | — | Jan 23, 2017 | Common Stock | 1,000 | 1,237 | D |
Explanation of responses
- F1Represents an exercise from the Stock Options Grant of 01/23/2007. These Options have a grant price of $22.00 and will expire 01/23/2017.
- F2Shares were sold within a range of prices between $36.3001 and $36.395.