SEC Form 4 · accession 0000743367-16-000167
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Dalton
Officer — Executive Vice President
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2016 | J | 25 | $0.00 | A | 7,803 | D | |
| Commom StockF2 | Aug 31, 2016 | M | 1,363 | $0.00 | A | 9,166 | D | |
| Common Stock | Aug 31, 2016 | S | 1,363 | $36.50 | D | 7,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $22.00 | Aug 31, 2016 | M | 1,363 | D | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 1,363 | 2,237 | D |
Explanation of responses
- F1These shares were acquired through regularly scheduled salary deferral and dividend reinvestment into the Bar Harbor Bankshares 401(k) Plan f/b/o Gregory Dalton
- F2Represents an exercise from the Stock Options granted on 01/23/2007. These Options have a grant price of $22.0000 and will expire on 01/23/2017.