SEC Form 4 · accession 0000743367-16-000148
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Pratt
Officer — President, BHTS
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2016 | J | 2 | $0.00 | A | 357 | D | |
| Common StockF2 | Jul 25, 2016 | M | 42 | $0.00 | A | 399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F4,F3 | $0.00 | Jul 25, 2016 | M | 42 | D | Jul 25, 2016 | Jul 25, 2016 | Common Stock | 42 | 167 | D |
Explanation of responses
- F1These shares were acquired through regularly scheduled salary deferral and dividend reinvestment in the Bar Harbor Bankshares 401(k) Plan f/b/o Joseph M Pratt
- F2Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock.
- F3Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock.
- F4The amount entered in Column 9 represents the number of restricted stock units remaining in the 2014-2016 Long Term Incentive Plan for this executive.