SEC Form 4 · accession 0000743367-16-000146
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Leackfeldt
Officer — Executive Vice President
Period of report
Jul 25, 2016
Accepted (ET)
Jul 26, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2016 | M | 311 | $0.00 | A | 6,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSUs)F3,F2 | $0.00 | Jul 25, 2016 | M | 311 | D | Jul 25, 2016 | Jul 25, 2016 | Common Stock | 311 | 312 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock.
- F2Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock.
- F3The amount entered in column 9 represents the number of restricted stock units remaining in the 2014-2016 Long Term Incentive Plan for this executive.