SEC Form 4 · accession 0000743367-15-000089
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marsha C Sawyer
Officer — Senior Vice President
Period of report
Nov 18, 2015
Accepted (ET)
Nov 30, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 1,000 | $22.00 | A | 8,143 | D | |
| Common StockF1 | Nov 18, 2015 | S | 1,000 | $34.29 | D | 7,143 | D | |
| Common Stock | Nov 25, 2015 | M | 1,550 | $22.00 | A | 8,693 | D | |
| Common Stock | Nov 25, 2015 | S | 1,550 | $34.7501 | D | 7,143 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $22.00 | Nov 18, 2015 | M | 1,000 | D | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 1,000 | 1,550 | D |
| Stock Options (Right to Buy) | $22.00 | Nov 25, 2015 | M | 1,550 | D | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 1,550 | 0 | D |
Explanation of responses
- F1These shares were sold in multiple transactions at prices ranging from $34.0296 to $34.50