SEC Form 4 · accession 0000743367-15-000088
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Pratt
Officer — President BHTS
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units ("RSUs")F1 | — | Nov 19, 2015 | A | 42 | A | — | — | Common Stock | 42 | 42 | D |
| Restricted Stock Untis ("RSUs")F2 | — | Nov 19, 2015 | A | 42 | A | — | — | Common Stock | 42 | 42 | D |
| Restricted Stock Units ("RSUs")F3 | — | Nov 19, 2015 | A | 209 | A | — | — | Common Stock | 209 | 209 | D |
| Restricted Stock Units ("RSUs")F4 | — | Nov 19, 2015 | A | 209 | A | — | — | Common Stock | 209 | 209 | D |
| Restricted Stock Units ("RSUs")F5 | — | Nov 19, 2015 | A | 376 | A | — | — | Common Stock | 376 | 376 | D |
| Restricted Stock Units ("RSUs")F6 | — | Nov 19, 2015 | A | 376 | A | — | — | Common Stock | 376 | 376 | D |
Explanation of responses
- F1Represents a grant of Restricted Stock Units ("RSUs") that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2016. At the time of vesting sufficient shares of RSUs may be withheld to cover the executives tax liabilities. All shares delivered at time of vesting are subject to an additional one year holding period.
- F2Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2016. At the time of vesting sufficient shares of RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at time of vesting are subject to an additional one year holding period.
- F3Represents a grant of Restricted Stock Units ('RSUs') that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest as follows: 42 shares in July 2016 and 167 shares in July 2017. At the time of vesting sufficient shares of RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional one year holding period.
- F4Represents a grant of Restricted Stock units ("RSUs") that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in July 2017. At the time of vesting sufficient shares of RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at time of vesting are subject to an additional one year holding period.
- F5Represents a grant of Restricted Stock units ("RSUs") that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest as follows: 42 shares in April 2016, 167 shares in April 2017 and 167 shares in April 2018. At the time of vesting sufficient RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional one year holding period.
- F6Represents a grant of Restricted Stock Units ("RSUs") that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2018. At the time of vesting sufficient shares of RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at the time of vesting are subject to an additional one year holding period.