SEC Form 4 · accession 0000743367-15-000072
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marsha C Sawyer
Officer — Senior Vice President
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | J | 50 | $0.00 | A | 7,139 | D | |
| Common StockF2 | Nov 3, 2015 | P$0 | 5 | $0.00 | A | 7,143 | D | |
| Common Stock | Nov 3, 2015 | M | 400 | $22.00 | A | 7,543 | D | |
| Common Stock | Nov 3, 2015 | S | 400 | $35.748 | D | 7,143 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $22.00 | Nov 3, 2015 | M | 400 | D | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 400 | 3,200 | D |
Explanation of responses
- F1These shares were acquired through dividend reinvestment into the Bar Harbor Bankshares 401(k) Plan f/b/o Marsha C Sawyer
- F2These shares were acquired through the reporting person's participation in a dividend reinvestment plan.