SEC Form 4 · accession 0000743367-15-000057
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl L Mullen
Officer — Senior Vice President
Period of report
Jul 23, 2015
Accepted (ET)
Jul 24, 2015 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2015 | J | 144 | $0.00 | A | 4,611 | D | |
| Common StockF2 | Jul 23, 2015 | P$0 | 23 | $0.00 | A | 4,634 | D | |
| Common StockF3 | Jul 23, 2015 | M | 156 | $0.00 | A | 4,790 | D | |
| Common StockF4 | Jul 23, 2015 | F | 45 | $0.00 | D | 4,745 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs) 2014 to 2016 Plan (Plan B)F6,F5 | — | Jul 23, 2015 | M | 156 | D | Jul 22, 2015 | Jul 21, 2024 | Common Stock | 156 | 311 | D |
Explanation of responses
- F1These shares were acquired through regularly scheduled salary deferral and dividend reinvestment into the Bar Harbor Bankshares 401(k) Plan f/b/o Cheryl Mullen.
- F2These shares were acquired by the reporting person's participation in dividend reinvestment plans.
- F3Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock.
- F4Shares withheld to satisfy the executive's tax requirements associated with the vesting of restricted stock units (RSUs). This is not an open market sale of securities.
- F5Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock
- F6Total shown in column 9 represents the number of restricted stock units remaining in the 2014 to 2016 Long Term Incentive Plan (Plan B)