SEC Form 4 · accession 0000743367-15-000056
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marsha C Sawyer
Officer — Senior Vice President
Period of report
Jul 23, 2015
Accepted (ET)
Jul 23, 2015 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2015 | J | 89 | $0.00 | A | 6,918 | D | |
| Common StockF2 | Jul 23, 2015 | P$0 | 3 | $0.00 | A | 6,921 | D | |
| Common StockF3 | Jul 23, 2015 | M | 168 | $0.00 | A | 7,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs) - 2014 to 2016 Plan (Plan B)F5,F4 | $0.00 | Jul 23, 2015 | M | 168 | D | Jul 22, 2015 | Jul 21, 2024 | Common Stock | 168 | 335 | D |
Explanation of responses
- F1These shares were acquired through regularly scheduled salary deferral and dividend reinvestment into the Bar Harbor Bankshares 401(k) Plan f/b/o Marsha C Sawyer.
- F2These shares were acquired through dividend reinvestment.
- F3Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock.
- F4Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock.
- F5Total in column 9 represents the number of restricted stock units remaining in the 2014 to 2016 Long Term Incentive Plan (Plan B).