SEC Form 4 · accession 0000743367-15-000054
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Maltz
Officer — Executive Vice President
Period of report
Jul 23, 2015
Accepted (ET)
Jul 23, 2015 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2015 | P$0 | 1 | $0.00 | A | 107 | D | |
| Common StockF2 | Jul 23, 2015 | M | 106 | — | A | 213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs) - 2014 to 2016 PlanF4,F3 | — | Jul 23, 2015 | M | 106 | D | Jul 23, 2015 | Sep 22, 2024 | Common Stock | 106 | 635 | D |
Explanation of responses
- F1These shares were acquired through dividend reinvestment.
- F2Upon vesting, each restricted stock unit was converted into one share of BHB Stock.
- F3Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock.
- F4Represents the number of restricted stock units remaining from the 2014-2016 Plan(Plan B)only.