SEC Form 4 · accession 0000743367-15-000029
BAR HARBOR BANKSHARES · BHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Peter Gerseny
Officer — Senior Vice President
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units ("RSUs")F1 | — | Feb 17, 2015 | A | 210 | A | — | — | Common Stock | 210 | 210 | D |
| Restricted Stock Units (RSUs)F2 | — | Feb 17, 2015 | A | 210 | A | — | — | Common Stock | 210 | 210 | D |
| Restricted Stock Units (RSUs)F3 | — | Feb 17, 2015 | A | 438 | A | — | — | Common Stock | 438 | 438 | D |
| Restricted Stock Units (RSUs)F4 | — | Feb 17, 2015 | A | 438 | A | — | — | Common Stock | 438 | 438 | D |
Explanation of responses
- F1Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in May 2016. At the time of vesting RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at vesting are subject to an additional one year holding period.
- F2Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in May 2016. At the time of vesting RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at vesting are subject to an additional one year holding period.
- F3Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in two annual installments beginning July, 2016. At the time of vesting RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional one year holding period.
- F4Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest July 2017. At the time of vesting RSUs may be withheld to cover the executive's tax liabilities. All shares delivered at vesting are subject to an additional one year holding period.